Fee Schedule

Latest update2023/4


No.

Item

Fees and Charges

Rates and StandardsRMB

Paid by

Notes



1

Transaction Fee

CSI 300 Index Futures

0.0023% of notional trading value; 0.023% of notional trading value for   closing intraday position

Clearing Member



2

CSI 500 Index Futures

Clearing Member



3

CSI 1000 Index Futures

Clearing Member



4

SSE 50 Index Futures

Clearing Member



5

2-Year CGB Futures

RMB 3 per lot; transaction fee for closing intraday position is   currently exempted 

Clearing Member



6

5-Year CGB Futures

Clearing Member



7

10-Year CGB Futures

Clearing Member



8

30-Year CGB Futures

Clearing Member



9

CSI 300 Index Options

RMB 15 per lot 

 Clearing Member



10

CSI 1000 Index Options

 Clearing Member



11

SSE 50 Index Options

Clearing Member



12

Order Submission Fee

CSI 300 Index Futures

RMB 1 per order, charged on number of orders submitted 

 Clearing Member



13

CSI 500 Index Futures

 Clearing Member



14

CSI 1000 Index Futures

 Clearing Member



15

SSE 50 Index Futures

Clearing Member



16

 Delivery Fee

CSI 300 Index Futures

0.01% of the delivery amount 

 Clearing Member



17

CSI 500 Index Futures

 Clearing Member



18

CSI 1000 Index Futures

 Clearing Member



19

SSE 50 Index Futures

 Clearing Member



20

2-Year CGB Futures

RMB 5 per lot 

 Clearing Member



21

5-Year CGB Futures

 Clearing Member



22

10-Year CGB Futures

Clearing Member



23

30-Year CGB Futures

Clearing Member



24

Exercise (Assignment) Fee

CSI 300 Index Options

RMB 2 per lot 

 Clearing Member



25

CSI 1000 Index Options

 Clearing Member



26

SSE 50 Index Options

 Clearing Member



27

Porting fee

CSI 300 Index Futures

RMB 10 per lot, charged on transferee Clearing Member 

 Clearing Member



28

CSI 500 Index Futures

 Clearing Member



29

CSI 1000 Index Futures

 Clearing Member



30

SSE 50 Index Futures

 Clearing Member



31

2-Year CGB Futures

 Clearing Member



32

5-Year CGB Futures

 Clearing Member



33

10-Year CGB Futures

 Clearing Member



34

30-Year CGB Futures

 Clearing Member



35

CSI 300 Index Options

 Clearing Member



36

CSI 1000 Index Options

 Clearing Member



37

SSE 50 Index Options

 Clearing Member



38

Service Fee for Depositing Securities as Margin   

0.05% of annualized average discounted market value of securities as   margin 

Clearing Member



39

Delivery Default Penalty

CGB Futures

Default by the buyer or the seller: 0.5% of the contract value failed to   be delivered for 2-Year CGB futures, 0.8% for 5-Year, 1% for 

10-Year and 2% for 

30-Year.


  Default by both the buyer and the seller: 1% of the contract value failed to   be delivered for 2-Year CGB futures,1.6% for 5-Year,2% for 10-Year and 4% for   30-Year.

Clearing Member



40

Ownership Transfer Fee

2-Year CGB Futures

RMB 5 per million face value of CGBs transferred  

 Clearing Member

Collected on behalf of depositories


41

5-Year CGB Futures

 Clearing Member


42

10-Year CGB Futures

 Clearing Member


43

30-Year CGB Futures

Clearing Member


44

Depository Transfer Fee

2-Year CGB Futures

0.005% of the total face value of CGBs transferred, charged on the   buyer, with the amount charged per order (per bond) no lower than RMB 10 and   no higher than RMB 10,000.

 

According to relevant regulations, fees for CGBs transferred from CSDC   are currently exempted.

 Clearing Member


45

5-Year CGB Futures

 Clearing Member


46

10-Year CGB Futures

 Clearing Member


47

30-Year CGB Futures

Clearing Member


48

Seat Fee

Annual fee for each seat shall be RMB 20,000 if no more than 200,000   orders are submitted per yearand RMB 30,000 if more than   200,000 orders are ssubmitted per year.

 Member