Fee Schedule

Latest update:2022/7


No.

Item

Fees and Charges

Rates and   Standards(RMB)

Paid by

Notes



1

Transaction Fee

CSI 300 Index   Futures

0.0023% of   notional trading value;0.0345% of notional trading value for closing intraday   positions  

 Clearing   Member 



2

CSI 500 Index   Futures

 Clearing   Member 



3

CSI 1000 Index   Futures

 Clearing   Member 



4

SSE 50 Index   Futures

 Clearing   Member 



5

2-Year CGB   Futures

RMB 3 per lot;   transaction fee for closing intraday positions is currently exempted 

 Clearing   Member 



6

5-Year CGB   Futures

 Clearing   Member 



7

10-Year CGB   Futures

 Clearing   Member 



8

CSI 300 Index   Options

RMB 15 per   lot 

 Clearing   Member 



9

CSI 1000 Index   Options

 Clearing   Member 



10

Order Submission   Fee

CSI 300 Index   Futures

RMB 1 per   order, charged on number of orders submitted 

 Clearing   Member 



11

CSI 500 Index   Futures

 Clearing   Member 



12

CSI 1000 Index   Futures

 Clearing Member 



13

SSE 50 Index   Futures

 Clearing   Member 



14

 Delivery   Fee

CSI 300 Index   Futures

0.01% of the   delivery amount 

 Clearing   Member 



15

CSI 500 Index   Futures

 Clearing   Member 



16

CSI 1000 Index   Futures

 Clearing   Member 



17

SSE 50 Index   Futures

 Clearing   Member 



18

2-Year CGB   Futures

RMB 5 per   lot 

 Clearing   Member 



19

5-Year CGB   Futures

 Clearing   Member 



20

10-Year CGB   Futures

 Clearing   Member 



21

Exercise    (Assignment) Fee

CSI 300 Index   Options

RMB 2 per   lot 

 Clearing   Member 



22

CSI 1000 Index   Options

 Clearing   Member 



23

Porting fee

CSI 300 Index   Futures

RMB 10 per   lot, charged to transferee Clearing Member 

 Clearing   Member 



24

CSI 500 Index   Futures

 Clearing   Member 



25

CSI 1000 Index   Futures

 Clearing   Member 



26

SSE 50 Index   Futures

 Clearing   Member 



27

2-Year CGB   Futures

 Clearing   Member 



28

5-Year CGB   Futures

 Clearing   Member 



29

10-Year CGB   Futures

 Clearing   Member 



30

CSI 300 Index   Options

 Clearing   Member 



31

CSI 1000 Index   Options

 Clearing   Member 



32

Service Fee for   Depositing Securities as Margin   

0.05% of   annualized average discounted market value of securities posted as   margin 

 Clearing   Member 



33

Delivery Default   Penalty

CGB Futures

Default by the   buyer or the seller: 0.5% of the contract value failed to be delivered for   2-Year CGB futures, 0.8% for 5-Year and 1% for 10-Year.
  Default by both the buyer and the seller: 1% of the contract value failed to   be delivered for 2-Year CGB futures, 1.6% for 5-Year and 2% for 10-Year.

 Clearing   Member 



34

Ownership   Transfer Fee

2-Year CGB   Futures

RMB 5 per   million face value of CGBs transferred  

 Clearing   Member 

Collected on   behalf of depositories


35

5-Year CGB   Futures

 Clearing   Member 


36

10-Year CGB   Futures

 Clearing   Member 


37

Depository   Transfer Fee

2-Year CGB   Futures

0.005% of the   total face value of CGBs transferred, charged to the buyer, with the amount   charged per order (per bond) no lower than RMB 10 and no higher than RMB   10,000. According to relevant regulations, fees for CGBs transferred from   CSDC are currently exempted.

 Clearing   Member 


38

5-Year CGB   Futures

 Clearing   Member 


39

10-Year CGB   Futures

 Clearing   Member 


40

Seat Fee

Annual fee for   each seat shall be RMB 20,000 if no more than 200,000 orders are submitted   per year;and RMB 30,000 if more than   200,000 orders are submitted per year.

 Member