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Circular on Self-Regulatory Measures Taken by CFFEX in September 2022
2022-10-14

CFFEX Circular [2022] No.11

To prevent market risks, maintain the orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in September 2022.

CFFEX handled 11 cases of abnormal trading activities with 11 clients involved, including 1 case of placement and cancellation of large orders, 2 cases of self-trade, and 8 cases of frequent placement and cancellation of orders. 4 members received reminders via telephone, and 6 clients were suspended the opening of new positions.

CFFEX handled 5 cases of trading limits violations, and took measures against with 26 clients involved by suspending their opening of new positions. 

CFFEX handled 5 cases of clients’ hedging positions or arbitrage positions exceeding their corresponding asset ratio requirements, and took measures against the 5 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others. 



China Financial Futures Exchange

October 14, 2022